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What You Need To Know
Investment Management & Advisory Services
Your wealth is important. We provide fiduciary investment management and advisory services to assist individuals and businesses with wealth management and asset protection. Based in Brunswick, Maine and serving the Northeast, we complement personalized assistance with long-term experience. What to expect from us:
- Your interests come first.
- A personal relationship with an advisor who knows you and whom you know and trust.
- Total respect for your privacy and confidentiality.
- Ethical service at all times.
- Responsiveness to your needs, goals and objectives.
We encourage you to spend time with this website to learn more about our firm and staff. The next step would be to fill out a New Client Intake Form. We will contact you to discuss your personal circumstances and to set up an initial consultation meeting. Through this meeting, we discuss both the facts of your financial situation and your feelings regarding finances, goals and objectives. Finally, we prepare an engagement letter outlining our views as we understand it, your goals and objectives as stated to us, and any concerns that we have based on the information you have provided. In addition, a planning fee will be quoted based on the complexity of your situation and your assets.
The financial professionals of Regent Financial Services who are also Investment Adviser Representatives of Commonwealth Financial Network receive no referral fees or expense reimbursements from any of our recommendations. Thus, we remain impartial, keeping the client’s best interests in mind. In a planning engagement, the fee is either asset-based or fixed fee (i.e., project fee) that is based on our client’s family and financial situations as well as the complexity of the issues. We are open and willing to discuss hourly or other fee arrangements, if warranted, again, based on the client’s situation. For planning-only clients, on-going planning and updates are available on a retainer basis. View our Code of Ethics and Conduct.
Don't Be Shy
Drop us a line anytime, and we will respond to you as soon as possible