	Introduction for Individuals Values & Core Beliefs Investment Management Estate Planning Business Succession Make an Appointment Directions & Map to Regent Our Process - Overview Accumulation Risk Management Taxation Business Planning Retirement Planning Estate Planning Account Access Introduction Values and Core Beliefs Directions & Map to Regent Account Access Related Links Introduction for Businesses Values and Core Beliefs Directions & Map to Regent Account Access
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INDIVIDUALS, TRUSTEES & FAMILY FIRMS

	Introduction for Individuals
	Values & Core Beliefs
	Investment Management
	Estate Planning
	Business Succession
	Make an Appointment
	Directions & Map to Regent
	Our Process - Overview
	Accumulation
	Risk Management
	Taxation
	Business Planning
	Retirement Planning
	Estate Planning
	Account Access

"Why not invest your assets in the companies you really like? As Mae West said, "Too much of a good thing can be wonderful"."

Warren Buffett

Make an Appointment

Regent Financial Services wealth management services are customized and involve a high level of personal interaction with our clients. As a result, our focus is on individuals and families with accounts of at least $250,000.

To assist you, we need some information about you, including your financial needs and goals, and when you would like a Regent wealth management professional to call you.

Your responses to the questions below are confidential.

You can read our privacy policy.

The information you provide will only be used to determine whether our advisors may best suit your needs. If you would prefer to speak to our Principal immediately, please call (866) 260-6929 Monday - Friday 8:00am - 5:00pm EDT, (except holidays).

Your Investment Goals, Etc.
Regent Financial will keep your information in confidence.


Financial Objective or Area of Interest:	Build an Estate for Heirs Business Succession Planning Estate and Trust Increase Net Worth Investment Advisory Philantrophy Preserve Assets Risk Management Other You can use the text box below to expand on this, if you wish.
Financial Knowledge:	Which statement best describes your financial knowledge and experience? I am actively engaged in making decisions and working closely with my advisor I prefer updates on my portfolio, but empower my advisor to decide and execute I engage my advisor as a strategist more than as a money manager. I make most decisions myself, using my advisor and the web for many financial transactions Other You can use the text box below to expand on this, if you wish.
What institution currently manages your money:	You can use the text box below to expand on this, if you wish.
Amount you have available for transfer:	$500,000 minimum

Contact Information
Your Name:
Telephone:
Your email address:
Your state: We are only licensed in the states listed.
Best date and time to contact you?	Appointments are available Monday through Friday. Please allow 24 to 48 hours between the time you submit this request and your desired appointment date so that a wealth management professional can contact you. Please note that requests submitted on Saturday or Sunday will be reviewed on Monday and in these instances, please allow the appropriate time from Monday when requesting appointments.
Comments or questions:

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This communication is strictly intended for individuals residing in the states of CA, CT, FL, MA, MD, ME, MI, NC, OR, PA, RI, VI, VT. No offers may be made or accepted from any resident outside these states due to various state regulations and registration requirements regarding investment products and services. Securities and Advisory Services offered through Commonwealth Financial Network®, Member FINRA, SIPC, a Registered Investment Adviser. Regent Financial Services is a licensed Registered Investment Adviser in Maine for financial planning services.