Investment Management and Advisory Services
Your wealth is important. We provide investment management and advisory services in Maine to assist Businesses, Dental PAs and Individuals with wealth management and asset protection. Based in Brunswick, Maine and serving the Northeast region, we complement personalized assistance with long-term experience. What to Expect from us:
- Your interests always come first.
- A personal relationship with an advisor who knows you and whom you know.
- Total respect for your privacy and confidentiality.
- Ethical service at all times.
- Responsiveness to your needs, goals and desires.
Getting Started
We encourage you to spend time with our Website to learn more about our firm. The next step would be to contact us to discuss your situation and to set up an initial fact-finding meeting. Through our extensive fact-finding meeting, we discuss both the facts of your financial situation and your feelings regarding finances, goals and objectives.
After this initial meeting, we prepare an engagement letter outlining your situation as we understand it, your goals and objectives as stated to us, and some concerns that we have based on the information you have provided. In addition, a Regent planning fee will be quoted based on the complexity of your situation and your assets.
Our Fees
The financial professionals of Regent Financial Services who are also Investment Adviser Representatives of Commonwealth Financial Network receive no referral fees or expense reimbursements from any of our recommendations. Thus, we remain unbiased and always keep the client's best interests in mind. To ensure that we are able to provide the highest level of services for our clients, we have implemented the following fee schedule: 0.70% on the first $5 million and negotiable for assets greater than $7 million. Our minimum annual fee is $2,500.
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